Filing Details
- Accession Number:
- 0001371285-22-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-21 16:59:05
- Reporting Period:
- 2021-08-25
- Accepted Time:
- 2022-01-21 16:59:05
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371285 | Trupanion Inc. | TRUP | Hospital & Medical Service Plans (6324) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1611679 | Darryl Rawlings | C/O Trupanion, Inc. 6100 4Th Avenue South, Suite 200 Seattle WA 98108 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-08-25 | 1,220 | $0.00 | 547,088 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-25 | 480 | $93.83 | 546,608 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-08-25 | 1,505 | $0.00 | 548,113 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-25 | 592 | $93.83 | 547,521 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-08-25 | 2,098 | $0.00 | 549,619 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-08-25 | 825 | $93.83 | 548,794 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-11-25 | 1,219 | $0.00 | 550,013 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-25 | 480 | $125.22 | 549,533 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-11-25 | 1,505 | $0.00 | 551,038 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-25 | 592 | $125.03 | 550,446 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2021-11-25 | 2,098 | $0.00 | 552,544 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-25 | 825 | $125.03 | 551,719 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-01-19 | 4,000 | $97.29 | 947,222 | No | 4 | S | Indirect | By Kuyashii Primary Equities LLC |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Indirect | By Kuyashii Primary Equities LLC |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-08-25 | 1,220 | $0.00 | 1,220 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-08-25 | 1,505 | $0.00 | 1,505 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-08-25 | 2,098 | $0.00 | 2,098 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-11-25 | 1,219 | $0.00 | 1,219 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-11-25 | 1,505 | $0.00 | 1,505 | $0.00 |
| Common Stock | Restricted Stock Unit (RSU) | Disposition | 2021-11-25 | 2,098 | $0.00 | 2,098 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,439 | 2022-02-25 | No | 4 | M | Direct | |
| 9,030 | 2023-02-25 | No | 4 | M | Direct | |
| 20,979 | 2024-02-25 | No | 4 | M | Direct | |
| 1,220 | 2022-02-25 | No | 4 | M | Direct | |
| 7,525 | 2023-02-25 | No | 4 | M | Direct | |
| 18,881 | 2024-02-25 | No | 4 | M | Direct |
Footnotes
- Restricted stock units convert into common stock on a one-for-one basis.
- This Form 4 discloses the shares of common stock that have been withheld by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units, and does not represent a sale by the reporting person.
- This Form 4 discloses the shares of common stock that have been sold by the issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting of the restricted stock units.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.22 to $125.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4).
- The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by Kuyashii Primary Equities LLC. a limited liability company indirectly, wholly-owned by the reporting person and reporting person's spouse, on November 8, 2021, in order to implement a plan of financial diversification. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. In aggregate, the reporting person's plan is Rule 10b5-1 trading plan is part of a diversification strategy on the part of the reporting person to diversify up to 25% of the reporting person's holdings as of the date of the Company's initial public offering in July 2014 from the inception of the Rule 10b5-1 trading plan through 2025.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.88 to $99.14 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (6).
- The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2019, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
- The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2020, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
- The RSU vests and will convert to common stock of the Issuer as to 1/4th of the total shares on February 25, 2021, after which 1/16th of the total shares vest quarterly, subject to continued service through each vesting date.
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