Home > Insider Trading > Filing (0001209191-22-004028)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1333986	Equitable Holdings Inc.	EQH	Insurance Agents, Brokers & Service (6411)	585512450

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1512442	Mark Pearson	C/O Equitable Holdings, Inc. 1290 Avenue Of The Americas New York NY 10104	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2022-01-18	20,000	$18.74	353,428	No	4	M	Direct
Common Stock	Disposition	2022-01-18	30,000	$35.35	323,428	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Acquisiton	2022-01-18	20,000	$0.00	20,000	$18.74

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,006,400		2029-02-14	No	4	M	Direct

Footnotes

The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2021.
Total includes Restricted Stock Units.
This transaction was executed in multiple trades at prices ranging from $35.0000 to $35.97. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 14, 2020.