Filing Details

Accession Number:
0000031235-11-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-19 16:43:43
Reporting Period:
2011-05-19
Filing Date:
2011-05-19
Accepted Time:
2011-05-19 16:43:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31235 Eastman Kodak Co EK Photographic Equipment & Supplies (3861) 160417150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1226252 M Antonio Perez 343 State Street
Rochester NY 14650
President, Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-19 37,999 $3.11 241,920 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $31.71 2011-12-09 90,130 90,130 Direct
Common Stock Option (right to buy) $26.47 2012-05-31 300,000 300,000 Direct
Common Stock Option (right to buy) $24.75 2012-12-06 135,000 135,000 Direct
Common Stock Option (right to buy) $30.96 2013-04-01 500,000 500,000 Direct
Common Stock Option (right to buy) $25.88 2013-12-11 314,530 314,530 Direct
Common Stock Option (right to buy) $23.28 2014-12-10 397,460 397,460 Direct
Common Stock Option (right to buy) $7.41 2015-12-08 751,540 751,540 Direct
Common Stock Option (right to buy) $4.54 2016-10-13 500,000 500,000 Direct
Common Stock Option (right to buy) $3.40 2018-02-27 705,732 705,732 Direct
Common Stock Stock Units $0.00 18,539 18,539 Direct
Common Stock Stock Units $0.00 56,886 56,886 Direct
Common Stock Stock Units $0.00 19,370 19,370 Direct
Common Stock Restricted Stock Units $0.00 2011-12-31 2011-12-31 95,120 95,120 Direct
Common Stock Restricted Stock Units $0.00 1,048,370 1,048,370 Direct
Common Stock Restricted Stock Units $0.00 2011-12-31 2011-12-31 159,359 159,359 Direct
Common Stock Restricted Stock Units $0.00 399,655 399,655 Direct
Common Stock Restricted Stock Units $0.00 2013-12-31 2013-12-31 248,009 248,009 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2011-12-09 90,130 90,130 Direct
2012-05-31 300,000 300,000 Direct
2012-12-06 135,000 135,000 Direct
2013-04-01 500,000 500,000 Direct
2013-12-11 314,530 314,530 Direct
2014-12-10 397,460 397,460 Direct
2015-12-08 751,540 751,540 Direct
2016-10-13 500,000 500,000 Direct
2018-02-27 705,732 705,732 Direct
18,539 18,539 Direct
56,886 56,886 Direct
19,370 19,370 Direct
2011-12-31 95,120 95,120 Direct
1,048,370 1,048,370 Direct
2011-12-31 159,359 159,359 Direct
399,655 399,655 Direct
2013-12-31 248,009 248,009 Direct
Footnotes
  1. Employee stock option granted under the 1997 Stock Option Plan in a transaction exempt under Rule 16b-3. One-half of the options vest on the second anniversary of the date of grant; the balance vest on the fifth anniversary.
  2. These options have vested.
  3. These options vest one-third on each of the first three anniversaries of the date of grant.
  4. One third vests on the 2nd anniversary of the grant date; one third vests on 3rd anniversary of the grant date; remaining third vests on the 4th anniversary of the grant date.
  5. Stock option granted under the 2005 Omnibus Long-Term Compensaton Plan.
  6. These units convert on a one-to-one basis.
  7. This date is not applicable to these units.
  8. These units granted under the 2000 Omnibus Long-Term Compensation Plan; Leadership Stock Program, 2004-2005 cycle.
  9. This is the date these restricted stock units will vest.
  10. These units vest 50% on both the 3rd and 4th anniversary of the grant date.
  11. These are units earned under the Company's Leadership Stock Program for the 2009 performance cycle.
  12. These units vest one-third on each of the first three anniversaries of the date of grant.
  13. Reflects net price paid