Filing Details
- Accession Number:
- 0001437749-22-001034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-18 11:09:23
- Reporting Period:
- 2022-01-13
- Accepted Time:
- 2022-01-18 11:09:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1001385 | Northwest Pipe Co | NWPX | Steel Pipe & Tubes (3317) | 930557988 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1228503 | J Scott Montross | 201 Ne Park Plaza Drive Suite 100 Vancouver WA 98684 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2022-01-13 | 200 | $30.63 | 83,654 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-01-14 | 200 | $30.16 | 83,454 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock | $0.00 | 14,873 | 14,873 | Direct | ||
| Common Stock | Performance Shares | $0.00 | 36,187 | 36,187 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 14,873 | 14,873 | Direct | |
| 36,187 | 36,187 | Direct |
Footnotes
- Sale of stock pursuant to a 10b5-1 trading plan previously adopted by the Reporting Person.
- This transaction was executed in multiple trades at prices ranging from $30.61 to $30.64 per share. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- This transaction was executed in multiple trades at prices ranging from $30.10 to $30.265 per share. The price reported reflects the weighted average sale price. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
- The Restricted Stock Units vest in installments in January of 2022, 2023 and 2024.
- Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total EBITDA margin over the measurement period.
- The Performance Shares vest in installments in March of 2022, 2023 and 2024.
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