Filing Details
- Accession Number:
- 0001866757-22-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-14 20:23:55
- Reporting Period:
- 2022-01-12
- Accepted Time:
- 2022-01-14 20:23:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866757 | Brilliant Earth Group Inc. | BRLT | Jewelry, Silverware & Plated Ware (3910) | 871015499 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1884140 | Just Rocks, Inc. | C/O Brilliant Earth Group, Inc. 300 Grant Avenue, Third Floor San Francisco CA 94108 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-01-12 | 77,484 | $0.00 | 77,484 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-01-12 | 43,283 | $14.92 | 34,201 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-01-12 | 32,795 | $15.86 | 1,406 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-01-12 | 1,406 | $16.68 | 0 | No | 4 | S | Direct | |
| Class C Common Stock | Disposition | 2022-01-12 | 77,484 | $0.00 | 49,427,766 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2022-01-13 | 91,202 | $0.00 | 91,202 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-01-13 | 75,003 | $14.34 | 16,199 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-01-13 | 16,199 | $14.82 | 0 | No | 4 | S | Direct | |
| Class C Common Stock | Disposition | 2022-01-13 | 91,202 | $0.00 | 49,336,564 | No | 4 | J | Direct | |
| Class A Common Stock | Acquisiton | 2022-01-14 | 151,931 | $0.00 | 151,931 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2022-01-14 | 136,034 | $12.33 | 15,897 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2022-01-14 | 15,897 | $13.24 | 0 | No | 4 | S | Direct | |
| Class C Common Stock | Disposition | 2022-01-14 | 151,931 | $0.00 | 49,184,633 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | J | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class D Common Stock | Common Units | Disposition | 2022-01-12 | 77,484 | $0.00 | 77,484 | $0.00 |
| Class A Common Stock | Class D Common Stock | Acquisiton | 2022-01-12 | 77,484 | $0.00 | 77,484 | $0.00 |
| Class A Common Stock | Class D Common Stock | Disposition | 2022-01-12 | 77,484 | $0.00 | 77,484 | $0.00 |
| Class D Common Stock | Common Units | Disposition | 2022-01-13 | 91,202 | $0.00 | 91,202 | $0.00 |
| Class A Common Stock | Class D Common Stock | Acquisiton | 2022-01-13 | 91,202 | $0.00 | 91,202 | $0.00 |
| Class A Common Stock | Class D Common Stock | Disposition | 2022-01-13 | 91,202 | $0.00 | 91,202 | $0.00 |
| Class D Common Stock | Common Units | Disposition | 2022-01-14 | 151,931 | $0.00 | 151,931 | $0.00 |
| Class A Common Stock | Class D Common Stock | Acquisiton | 2022-01-14 | 151,931 | $0.00 | 151,931 | $0.00 |
| Class A Common Stock | Class D Common Stock | Disposition | 2022-01-14 | 151,931 | $0.00 | 151,931 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 49,427,766 | No | 4 | C | Direct | ||
| 77,484 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 49,336,564 | No | 4 | C | Direct | ||
| 91,202 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 49,184,633 | No | 4 | C | Direct | ||
| 151,931 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2021.
- This transaction was executed in multiple trades ranging from $14.57 to $15.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $15.57 to $16.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $16.575 to $16.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.
- This transaction was executed in multiple trades ranging from $13.745 to $14.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $14.75 to $14.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $12.00 to $13.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $13.01 to $13.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will be forfeited in connection with the redemption. The Common Units have no expiration date.
- The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.
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