Filing Details
- Accession Number:
- 0001866757-22-000014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-14 20:23:37
- Reporting Period:
- 2022-01-12
- Accepted Time:
- 2022-01-14 20:23:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1866757 | Brilliant Earth Group Inc. | BRLT | Jewelry, Silverware & Plated Ware (3910) | 871015499 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1884137 | Scott Eric Grossberg | C/O Brilliant Earth Group, Inc. 300 Grant Avenue, Third Floor San Francisco CA 94108 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2022-01-12 | 77,484 | $0.00 | 77,484 | No | 4 | C | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2022-01-12 | 43,283 | $14.92 | 34,201 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2022-01-12 | 32,795 | $15.86 | 1,406 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2022-01-12 | 1,406 | $16.68 | 0 | No | 4 | S | Indirect | See Footnote |
| Class C Common Stock | Disposition | 2022-01-12 | 77,484 | $0.00 | 49,427,766 | No | 4 | J | Indirect | See Footnote |
| Class A Common Stock | Acquisiton | 2022-01-13 | 91,202 | $0.00 | 91,202 | No | 4 | C | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2022-01-13 | 75,003 | $14.34 | 16,199 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2022-01-13 | 16,199 | $14.82 | 0 | No | 4 | S | Indirect | See Footnote |
| Class C Common Stock | Disposition | 2022-01-13 | 91,202 | $0.00 | 49,336,564 | No | 4 | J | Indirect | See Footnote |
| Class A Common Stock | Acquisiton | 2022-01-14 | 151,931 | $0.00 | 151,931 | No | 4 | C | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2022-01-12 | 136,034 | $12.33 | 15,897 | No | 4 | S | Indirect | See Footnote |
| Class A Common Stock | Disposition | 2022-01-14 | 15,897 | $13.24 | 0 | No | 4 | S | Indirect | See Footnote |
| Class C Common Stock | Disposition | 2022-01-14 | 151,931 | $0.00 | 49,184,633 | No | 4 | J | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | J | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | J | Indirect | See Footnote |
| No | 4 | C | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
| No | 4 | J | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class D Common Stock | Common Units | Disposition | 2022-01-12 | 77,484 | $0.00 | 77,484 | $0.00 |
| Class A Common Stock | Class D Common Stock | Acquisiton | 2022-01-12 | 77,484 | $0.00 | 77,484 | $0.00 |
| Class A Common Stock | Class D Common Stock | Disposition | 2022-01-12 | 77,484 | $0.00 | 77,484 | $0.00 |
| Class D Common Stock | Common Units | Disposition | 2022-01-13 | 91,202 | $0.00 | 91,202 | $0.00 |
| Class A Common Stock | Class D Common Stock | Acquisiton | 2022-01-13 | 91,202 | $0.00 | 91,202 | $0.00 |
| Class A Common Stock | Class D Common Stock | Disposition | 2022-01-13 | 91,202 | $0.00 | 91,202 | $0.00 |
| Class D Common Stock | Common Units | Disposition | 2022-01-12 | 151,931 | $0.00 | 151,931 | $0.00 |
| Class A Common Stock | Class D Common Stock | Acquisiton | 2022-01-12 | 151,931 | $0.00 | 151,931 | $0.00 |
| Class A Common Stock | Class D Common Stock | Disposition | 2022-01-14 | 151,931 | $0.00 | 151,931 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 49,427,766 | No | 4 | C | Indirect | ||
| 77,484 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 49,336,564 | No | 4 | C | Indirect | ||
| 91,202 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 49,184,633 | No | 4 | C | Indirect | ||
| 151,931 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect |
Footnotes
- Held by Just Rocks, Inc. The Reporting Person owns his shares of Just Rocks, Inc. through The Eric S. Grossberg 2021 Annuity Trust and The Eric S. Grossberg Revocable Trust. Mr. Grossberg is the Trustee of the foregoing trusts and has voting power and investment power over the shares owned through such trusts.
- The transactions reported herein were effected pursuant to a Rule 10b5-1 trading plan adopted by Just Rocks, Inc. on December 3, 2021.
- This transaction was executed in multiple trades ranging from $14.57 to $15.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $15.57 to $16.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $16.575 to $16.71. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Reflects the cancellation for no consideration of Class C Common Stock in connection with the redemption of Common Units for Class D Common Stock.
- This transaction was executed in multiple trades ranging from $13.745 to $14.745. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $14.75 to $14.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $12.00 to $13.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades ranging from $13.01 to $13.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- The Common Units may be redeemed by the Reporting Person at any time for shares of Class D Common Stock on a one-to-one basis, and a corresponding number of shares of Class C Common Stock will beforfeited in connection with the redemption. The Common Units have no expiration date.
- The Class D Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis.
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