Filing Details
- Accession Number:
- 0001567619-22-001194
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-14 15:22:47
- Reporting Period:
- 2021-12-04
- Accepted Time:
- 2022-01-14 15:22:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1755953 | Akerna Corp. | KERN | Services-Computer Processing & Data Preparation (7374) | 832242651 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1805209 | Jr Ray Cecil Thompson | C/O Akerna Corp. 1550 Larimer Street, Suite 246 Denver CO 80202 | Chief Operating Officer | No | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2021-12-04 | 465 | $2.15 | 49,656 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2021-12-04 | 655 | $2.29 | 50,311 | No | 4 | P | Direct | |
Common Shares | Acquisiton | 2021-12-21 | 5,000 | $0.00 | 55,311 | No | 4 | M | Direct | |
Common Shares | Disposition | 2021-12-21 | 1,230 | $2.00 | 54,081 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Restricted Stock Units | Disposition | 2021-12-21 | 5,000 | $0.00 | 5,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- The restricted stock units were granted on April 26, 2021, and vest as follows: 1/4 on December 1, 2021; 1/4 on December 1, 2022; 1/4 on December 1, 2023; and 1/4 on December 1, 2024; provided that the RSUs shall vest immediately upon a change in control. Settlement of vested RSUs will occur as soon as administratively feasible following the applicable vesting date.