Filing Details
- Accession Number:
- 0000920112-22-000008
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2022-01-13 17:42:11
- Reporting Period:
- 2021-12-31
- Accepted Time:
- 2022-01-13 17:42:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920112 | Heartland Financial Usa Inc | HTLF | State Commercial Banks (6022) | 421405748 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1762862 | K Jennifer Hopkins | 1398 Central Ave Dubuque IA 52001 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2020-03-11 | 5,000 | $34.21 | 11,240 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,240 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2020 Director Restricted Stock Units | $0.00 | 2,508 | 2,508 | Direct | ||
| Common Stock | 2020 Director Restricted Stock Units (retainer) | $0.00 | 720 | 720 | Direct | ||
| Common Stock | 2021 Director Restricted Stock Units | $0.00 | 1,650 | 0 | Direct | ||
| Common Stock | 2021 Director Restricted Stock Units (board retainer) | $0.00 | 950 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2,508 | 2,508 | Direct | |
| 720 | 720 | Direct | |
| 1,650 | 0 | Direct | |
| 950 | 0 | Direct |
Footnotes
- Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
- These restricted stock units are granted under the 2020 Long-term Incentive Plan and are subject to a one (1) year vesting schedule.
Billionaire Hedge Funds
