Filing Details
- Accession Number:
- 0000899243-22-001658
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-11 21:20:50
- Reporting Period:
- 2022-01-11
- Accepted Time:
- 2022-01-11 21:20:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1827087 | Vigil Neuroscience Inc. | VIGL | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1592380 | Clay Thorp | Vigil Neuroscience, Inc. 1 Broadway, 7Th Floor, Suite 07-300 Cambridge MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2022-01-11 | 1,254,335 | $0.00 | 1,254,335 | No | 4 | C | Indirect | By Hatteras Venture Partners VI, L.P. |
Common Stock | Acquisiton | 2022-01-11 | 265,000 | $14.00 | 1,519,335 | No | 4 | P | Indirect | By Hatteras Venture Partners VI, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By Hatteras Venture Partners VI, L.P. |
No | 4 | P | Indirect | By Hatteras Venture Partners VI, L.P. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Preferred Stock | Disposition | 2022-01-11 | 2,552,021 | $0.00 | 920,243 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2022-01-11 | 926,506 | $0.00 | 334,092 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") on a one-for-2.7732 basis upon the closing of the Issuer's initial public offering on January 1, 2022 and had no expiration date.
- The shares are held directly by Hatteras Venture Partners VI, L.P. ("Hatteras VI"). Hatteras Venture Advisors VI, LLC ("HVA VI") is the general partner of Hatteras VI. The Reporting Person is a managing member of HVA VI and disclaims beneficial ownership of the shares held by Hatteras VI except to the extent of his pecuniary interest therein, if any.
- On January 11, 2022, Hatteras VI purchased 265,000 shares of Common Stock of the Issuer at a price of $14.00 per share pursuant to an underwritten public offering.