Filing Details

Accession Number:
0000899243-22-001658
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-11 21:20:50
Reporting Period:
2022-01-11
Accepted Time:
2022-01-11 21:20:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1827087 Vigil Neuroscience Inc. VIGL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1592380 Clay Thorp Vigil Neuroscience, Inc.
1 Broadway, 7Th Floor, Suite 07-300
Cambridge MA 02142
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-11 1,254,335 $0.00 1,254,335 No 4 C Indirect By Hatteras Venture Partners VI, L.P.
Common Stock Acquisiton 2022-01-11 265,000 $14.00 1,519,335 No 4 P Indirect By Hatteras Venture Partners VI, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Hatteras Venture Partners VI, L.P.
No 4 P Indirect By Hatteras Venture Partners VI, L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Preferred Stock Disposition 2022-01-11 2,552,021 $0.00 920,243 $0.00
Common Stock Series B Preferred Stock Disposition 2022-01-11 926,506 $0.00 334,092 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Each share of Series A Preferred Stock and Series B Preferred Stock automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock") on a one-for-2.7732 basis upon the closing of the Issuer's initial public offering on January 1, 2022 and had no expiration date.
  2. The shares are held directly by Hatteras Venture Partners VI, L.P. ("Hatteras VI"). Hatteras Venture Advisors VI, LLC ("HVA VI") is the general partner of Hatteras VI. The Reporting Person is a managing member of HVA VI and disclaims beneficial ownership of the shares held by Hatteras VI except to the extent of his pecuniary interest therein, if any.
  3. On January 11, 2022, Hatteras VI purchased 265,000 shares of Common Stock of the Issuer at a price of $14.00 per share pursuant to an underwritten public offering.