Filing Details
- Accession Number:
- 0001039828-22-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-11 16:58:20
- Reporting Period:
- 2022-01-07
- Accepted Time:
- 2022-01-11 16:58:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1039828 | American Equity Investment Life Holding Co | AEL | Life Insurance (6311) | 421447959 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1353991 | D Jeffrey Lorenzen | 6000 Westown Parkway West Des Moines IA 50266 | Evp-Chief Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-01-07 | 12,896 | $41.10 | 56,518 | No | 4 | S | Direct | |
Common Stock | Disposition | 2022-01-07 | 7,104 | $41.09 | 49,414 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,958 | Indirect | By ESOP |
Footnotes
- This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $40.71 to $41.50. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- This transaction was executed under a 10b5-1 plan put in place by the executive for financial planning purposes. The 10b5-1 plan triggered multiple trades at prices ranging from $40.71 to $41.42. The price reported in column 4 is an average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and the prices at which the transactions were settled.
- Reflects employee stock ownership plan allocations that have occurred since the reporting person's last report.