Filing Details
- Accession Number:
- 0001179110-22-000394
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-11 16:16:11
- Reporting Period:
- 2022-01-07
- Accepted Time:
- 2022-01-11 16:16:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1578962 | Walter Stuart Peltz | C/O Ptc Therapeutics, Inc. 100 Corporate Court South Plainfield NJ 07080 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2022-01-07 | 1,869 | $38.53 | 78,446 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2022-01-07 | 44,000 | $0.00 | 122,446 | No | 4 | A | Direct | |
Common Stock | Disposition | 2022-01-07 | 294 | $38.53 | 22,540 | No | 4 | S | Indirect | By Spouse |
Common Stock | Acquisiton | 2022-01-07 | 16,800 | $0.00 | 39,340 | No | 4 | A | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Indirect | By Spouse |
No | 4 | A | Indirect | By Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2022-01-07 | 165,000 | $0.00 | 165,000 | $38.10 |
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2022-01-07 | 63,000 | $0.00 | 63,000 | $38.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
165,000 | 2032-01-06 | No | 4 | A | Direct | |
63,000 | 2032-01-06 | No | 4 | A | Indirect |
Footnotes
- Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 6,900 RSUs from a January 6, 2021 grant of 27,600 RSUs.
- Restricted stock units granted on January 7, 2022 that vest in four equal installments over four years, commencing on January 7, 2023.
- Represents shares automatically sold pursuant to an irrevocable sell to cover election to satisfy tax withholding obligations in connection with the vesting of 990 RSUs from a January 6, 2021 grant of 3,960 RSUs.
- This option was granted on January 7, 2022, and vests over four years, with 25% of the shares underlying the option vesting on January 7, 2023, and an additional 6.25% of the original number of shares underlying the option vesting at the end of each successive three-month period thereafter, beginning on April 7, 2023.