Filing Details
- Accession Number:
- 0001209191-22-002661
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-10 12:48:40
- Reporting Period:
- 2022-01-06
- Accepted Time:
- 2022-01-10 12:48:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 355948 | Richardson Electronics Ltd | RELL | Wholesale-Electronic Parts & Equipment, Nec (5065) | 362096643 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1291981 | Wendy Diddell | 40W267 Keslinger Road Po Box 393 Lafox IL 60147 | Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-01-06 | 11,639 | $11.77 | 101,077 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-01-06 | 12,000 | $11.14 | 113,077 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-01-06 | 23,639 | $14.65 | 89,438 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2022-01-07 | 13,361 | $11.77 | 102,799 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2022-01-07 | 13,000 | $11.14 | 115,799 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-01-07 | 26,361 | $14.88 | 89,438 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-01-06 | 11,639 | $0.00 | 11,639 | $11.77 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-01-06 | 12,000 | $0.00 | 12,000 | $11.14 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-01-07 | 13,361 | $0.00 | 13,361 | $11.77 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2022-01-07 | 13,000 | $0.00 | 13,000 | $11.14 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,361 | 2022-10-09 | No | 4 | M | Direct | |
| 13,000 | 2023-10-08 | No | 4 | M | Direct | |
| 0 | 2022-10-09 | No | 4 | M | Direct | |
| 0 | 2023-10-08 | No | 4 | M | Direct |
Footnotes
- These transactions were effected pursuant to a trading plan previously adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"). Accordingly, the reporting person had no discretion with regard to the timing of the transaction.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.50 to $14.99 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $14.50 to $15.30 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Options vest 20% per year, beginning 10/9/2013
- Options vest 20% per year, beginning 10/8/2014
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