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Filing Details

Accession Number:: 0001185185-22-000023
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-01-07 17:33:53
Reporting Period:: 2022-01-05

Accepted Time:: 2022-01-07 17:33:53
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1009829	Jakks Pacific Inc	JAKK	Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944)	954527222

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1275342	G Stephen Berman	C/O Jakks Pacific, Inc. 2951 28Th Street Santa Monica CA 90405	Ceo, President And Secretary	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2022-01-05	9,704	$10.29	142,114	No	4	S	Direct
Common Stock	Disposition	2022-01-06	15,602	$9.68	126,512	No	4	S	Direct
Common Stock	Disposition	2022-01-07	9,100	$9.58	117,412	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Price	Amount - 2	Price - 2
Common Stock	Restricted Stock Units ("RSU")	Acquisiton	2022-01-01	$0.00	214,218	$0.00
Common Stock	RSU	Acquisiton	2021-01-01	$0.00	64,067	$0.00
Common Stock	RSU	Acquisiton	2020-01-01	$0.00	26,408	$0.00
Common Stock	RSU	Acquisiton	2019-01-01	$0.00	166,669	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
214,218	No	4	A	Direct
64,067	No	4	A	Direct
26,408	No	4	A	Direct
166,669	No	4	A	Direct

Footnotes

Sale made pursuant to an exempt Selling Plan under Rule 10b5-1.
Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request.
Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
Previously reported. Issued on 1/1/22 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
Previously reported. Issued on 1/1/21 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
Previously reported. Issued on 1/1/20 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. RSUs vest in 4 equal annual installments commencing on the first anniversary of the date of grant and on the second, third and fourth anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
Previously reported. Issued on 1/1/19 under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred, or otherwise encumbered prior to vesting. Vest as follows: 40% of the award is subject to time vesting in four equal annual installments over four years and the balance of the award is subject to three year "cliff vesting" upon satisfaction of certain performance measures at the close of the three-year performance period based upon performance criteria to be determined by the Issuer's Compensation Committee during the first quarter of the year of grant.
The closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ