Filing Details

Accession Number:
0001607062-22-000004
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-07 17:22:20
Reporting Period:
2022-01-05
Accepted Time:
2022-01-07 17:22:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1615999 Neuropathix Inc. NPTX () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
944235 Dean Petkanas 3805 Old Easton Road
Doylestown PA 18902
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2022-01-05 89,000 $0.05 24,770,029 No 4 S Indirect See Note
Common Stock Disposition 2022-01-06 120,000 $0.05 24,650,029 No 4 S Indirect See Note
Common Stock Disposition 2022-01-07 41,000 $0.05 24,609,029 No 4 S Indirect See Note
Common Stock Disposition 2022-01-07 300,000 $0.00 24,309,029 No 4 G Indirect See Note
Common Stock Disposition 2022-01-07 250,000 $0.00 24,059,029 No 4 G Indirect See Note
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Note
No 4 S Indirect See Note
No 4 S Indirect See Note
No 4 G Indirect See Note
No 4 G Indirect See Note
Footnotes
  1. The sales reported in this Form 4 were effected automatically pursuant to a Rule 10b5-1 plan adopted by the reporting person.
  2. These shares were sold in multiple transactions at prices falling within those ranges set forth in footnotes (3) and (5) of this Form 4. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the relevant footnotes.
  3. These shares were sold in multiple transactions at prices ranging from $0.045 to $0.050, inclusive.
  4. These shares were sold in multiple transactions at prices ranging from $0.045 to $0.050, inclusive.
  5. Aggregate amount of shares beneficially owned by the reporting person includes shares held by him directly as well as indirectly through Powerlife Phytomedical, LLC and Golden Gate Capital Partners, LLC. The reporting person disclaims beneficial ownership of the securities held by Powerlife Phytomedical, LLC and Golden Gate Capital Partners, LLC, except to the extent of his pecuniary interest therein.
  6. Represents a gift of shares by Golden Gate Capital Partners, LLC.