Filing Details
- Accession Number:
- 0001181431-11-030964
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-19 12:25:59
- Reporting Period:
- 2011-05-17
- Filing Date:
- 2011-05-19
- Accepted Time:
- 2011-05-19 12:25:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
888919 | Hcc Insurance Holdings Inc | HCC | Fire, Marine & Casualty Insurance (6331) | 760336636 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1207011 | J Michael Schell | C/O Hcc Insurance Holdings, Inc. 13403 Northwest Freeway Houston TX 77040 | Evp And Chf Prop & Cas Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-17 | 69,601 | $28.53 | 154,075 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-17 | 69,601 | $32.53 | 84,474 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-05-18 | 30,399 | $28.53 | 114,873 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-18 | 22,667 | $32.55 | 92,206 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase | Disposition | 2011-05-17 | 69,601 | $0.00 | 100,000 | $28.53 |
Common Stock | Option to Purchase | Disposition | 2011-05-18 | 30,399 | $0.00 | 30,399 | $28.53 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
30,399 | 2011-09-28 | No | 4 | M | Direct | |
0 | 2011-09-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 84,474 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option to Purchase | $31.92 | 2012-05-09 | 100,000 | 100,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-05-09 | 100,000 | 100,000 | Direct |
Footnotes
- The price of $32.528 represents a weighted average of sales prices ranging from $32.44 to 32.67. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- The price of $32.55 represents a weighted average of sales prices ranging from $32.50 to 32.64. Full information regarding the number of shares sold at each separate price will be provided to the SEC, the issuer or a security holder of the issuer upon request.
- Option to purchase granted pursuant to the 2004 Flexible Incentive Plan.
- The options vest equally annually over a 4 year period beginning 09/28/2006 @ 25,000 shares per year.
- This is the same option grant as the above. It is listed again to reflect the two different dates of exercise.
- The options vest equally annually over a 4 year period beginning 06/30/2008 @ 25,000 shares per year.