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Home > Insider Trading > Filing (0001683168-22-000103)

Filing Details

Accession Number:: 0001683168-22-000103
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-01-05 19:54:18
Reporting Period:: 2022-01-03

Accepted Time:: 2022-01-05 19:54:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
704562	Avid Bioservices Inc.	CDMO	Pharmaceutical Preparations (2834)	953698422

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1346342	R Daniel Hart	2642 Michelle Drive, Suite 200 Tustin CA 92780	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.001 Par Value	Acquisiton	2022-01-03	500	$5.66	27,833	No	4	M	Direct
Common Stock, $0.001 Par Value	Disposition	2022-01-03	500	$29.07	27,333	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2022-01-03	500	$0.00	500	$5.66

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
232,380		2028-08-01	No	4	M	Direct

Footnotes

The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 15, 2021.
Stock option granted to the reporting person on August 1, 2018, vests in four (4) equal annual installments beginning August 1, 2019 and each year thereafter until fully-vested, subject to the reporting person's continuous service to the Issuer on such vesting dates.