Filing Details
- Accession Number:
- 0000927089-11-000120
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-19 10:27:30
- Reporting Period:
- 2011-05-17
- Filing Date:
- 2011-05-19
- Accepted Time:
- 2011-05-19 10:27:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1410087 | Sound Financial Inc. | SNFL | Savings Institution, Federally Chartered (6035) | 260776123 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1410556 | F Matthew Moran | C/O Sound Financial Inc 2005 Fifth Avenue 2Nd Floor Seattle WA 98121 | Executive Vp And Cco | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-17 | 2,000 | $6.80 | 13,100 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 308 | Indirect | ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $7.35 | 2019-01-27 | 6,500 | 6,500 | Direct | |
Common Stock | Stock Option (Right to Buy) | $8.50 | 2019-01-27 | 6,500 | 6,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2019-01-27 | 6,500 | 6,500 | Direct |
2019-01-27 | 6,500 | 6,500 | Direct |
Footnotes
- The options vest in 5 equal annual installments beginning on January 27, 2010.