Filing Details

Accession Number:
0001209191-22-001769
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-05 17:00:54
Reporting Period:
2021-12-31
Accepted Time:
2022-01-05 17:00:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1564406 Oak Street Health Inc. OSH Services-Health Services (8000) 843446686
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1793308 T Michael Pykosz C/O Oak Street Health, Inc.
30 W. Monroe St., Suite 1200
Chicago IL 60603
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2021-12-31 417 $28.17 7,371,584 No 4 A Direct
Common Stock, $0.001 Par Value Disposition 2022-01-04 16,730 $32.87 7,354,854 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2022-01-04 6,870 $33.73 7,347,984 No 4 S Direct
Common Stock, $0.001 Par Value Disposition 2022-01-04 1,400 $34.39 7,346,584 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 790,274 Indirect Through Mike Pykosz Gift Trust
Common Stock, $0.001 Par Value 250,000 Indirect Through Lindsay Pykosz Revocable Trust
Footnotes
  1. The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the Oak Street Health, Inc. 2020 Employee Stock Purchase Plan (the ESPP) for the purchase period of July 1, 2021 through December 31, 2021. The acquisition of those 438 shares was also exempt pursuant to Rule 16b-3(c).
  2. The Offering Period (as defined in the ESPP) ended on December 31, 2021, and the shares were acquired on the last business day of the Offering Period.
  3. In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on December 31, 2021.
  4. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. The Reporting Person undertakes to provide to Oak Street Health, Inc., any security holder of Oak Street Health, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes (5) through (7) to this Form 4.
  5. Transactions within a $1.00 price range are reported in accordance with the June 25th 2008 SEC No-Action letter. Minimum price was $32.33 and maximum price was $33.32.
  6. Transactions within a $1.00 price range are reported in accordance with the June 25th 2008 SEC No-Action letter. Minimum price was $33.33 and maximum price was $34.31.
  7. Transactions within a $1.00 price range are reported in accordance with the June 25th 2008 SEC No-Action letter. Minimum price was $34.38 and maximum price was $34.44.