Home > Insider Trading > Filing (0000004281-11-000062)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
4281	Alcoa Inc	AA	Rolling Drawing & Extruding Of Nonferrous Metals (3350)	250317820

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1486081	G John Thuestad	201 Isabella Street Pittsburgh PA 15212	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2011-05-17	61,334	$8.33	95,745	No	4	M	Direct
Common Stock	Acquisiton	2011-05-17	73,920	$13.54	169,665	No	4	M	Direct
Common Stock	Disposition	2011-05-17	145,991	$16.40	23,674	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-05-17	61,334	$0.00	61,334	$8.33
Common Stock	Employee Stock Option (right to buy)	Disposition	2011-05-17	73,920	$0.00	73,920	$13.54

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
60,666		2015-01-23	No	4	M	Direct
147,840		2020-01-26	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	2,908	Indirect	By Company 401(k) Plan

Footnotes

The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $16.3616 to $16.44. The reporting person undertakes to provide to Alcoa Inc., any security holder of Alcoa Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
The option, representing on the date of grant a right to purchase a total of 182,000 shares, is exercisable in three equal annual installments beginning on January 23, 2010, which was the first anniversary of the date of grant.
Employee stock options are granted without payment of consideration.
In the aggregate, a total of 248,836 employee stock options (with various exercise prices and expiration dates) were beneficially owned by the reporting person as of the date of this report.
The option, representing on the date of grant a right to purchase a total of 221,760 shares, is exercisable in three equal annual installments beginning on January 26, 2011, which was the first anniversary of the date of grant.