Filing Details

Accession Number:
0001562180-22-000238
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-05 16:27:45
Reporting Period:
2022-01-03
Accepted Time:
2022-01-05 16:27:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314727 Sonos Inc SONO Household Audio & Video Equipment (3651) 030479476
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1743317 Patrick Spence C/O Sonos, Inc.
614 Chapala Street
Santa Barbara CA 93101
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2022-01-03 598,994 $13.56 953,105 No 4 M Direct
Common Stock Acquisiton 2022-01-03 115,980 $5.00 1,069,085 No 4 M Direct
Common Stock Acquisiton 2022-01-03 105,710 $11.28 1,174,795 No 4 M Direct
Common Stock Disposition 2022-01-03 76,256 $30.01 1,098,539 No 4 S Direct
Common Stock Disposition 2022-01-03 304,717 $30.12 793,822 No 4 S Direct
Common Stock Disposition 2022-01-03 49,366 $30.01 744,456 No 4 S Direct
Common Stock Disposition 2022-01-03 102,842 $30.06 641,614 No 4 S Direct
Common Stock Disposition 2022-01-03 85,980 $30.04 555,634 No 4 S Direct
Common Stock Disposition 2022-01-03 14,628 $30.02 541,006 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2022-01-03 14,628 $0.00 14,628 $13.56
Common Stock Employee Stock Option (right to buy) Disposition 2022-01-03 49,366 $0.00 49,366 $13.56
Common Stock Employee Stock Option (right to buy) Disposition 2022-01-03 535,000 $0.00 535,000 $13.56
Common Stock Employee Stock Option (right to buy) Disposition 2022-01-03 105,710 $0.00 105,710 $11.28
Common Stock Employee Stock Option (right to buy) Disposition 2022-01-03 115,980 $0.00 115,980 $5.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,330 2025-08-11 No 4 M Direct
10,538 2026-07-06 No 4 M Direct
2,392 2026-09-07 No 4 M Direct
8,868 2024-07-31 No 4 M Direct
5,414 2023-06-30 No 4 M Direct
Footnotes
  1. The reported transactions were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  2. Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.09 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  3. Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.29 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  4. Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.28 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  5. Represents the weighted average sales price per share. The shares sold at prices ranging from $30.03 to $30.10 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  6. Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.17 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  7. Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.0881 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
  8. The stock option is fully vested.