Filing Details
- Accession Number:
- 0001379828-11-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-18 19:40:38
- Reporting Period:
- 2011-05-17
- Filing Date:
- 2011-05-18
- Accepted Time:
- 2011-05-18 19:40:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1022652 | Novatel Wireless Inc | NVTL | Communications Equipment, Nec (3669) | 860824673 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464541 | John Wakelin | 9645 Scranton Road Suite 205 San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-17 | 3,000 | $5.11 | 7,126 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-18 | 1,730 | $0.00 | 8,856 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-17 | 1,000 | $5.06 | 1,000 | No | 4 | P | Indirect | by Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | M | Direct | |
No | 4 | P | Indirect | by Spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2011-05-18 | 1,730 | $0.00 | 1,730 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,522 | No | 4 | M | Direct |
Footnotes
- Reflects partial vesting of Restricted Stock Units (RSU's) previously awarded to the Reporting Person.
- Reporting Person disclaims benefical ownership of these securities.
- Converts into Common Stock on a one-for-one basis.
- These RSU's vest one-third annually begining on the first anniversary of the grant date.