Filing Details
- Accession Number:
- 0001185185-22-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-04 21:37:19
- Reporting Period:
- 2022-01-01
- Accepted Time:
- 2022-01-04 21:37:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1009829 | Jakks Pacific Inc | JAKK | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 954527222 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1275342 | G Stephen Berman | C/O Jakks Pacific, Inc. 2951 28Th Street Santa Monica CA 90405 | Ceo, President And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2022-01-01 | 73,262 | $10.16 | 208,489 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2022-01-01 | 34,834 | $10.16 | 173,655 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2022-01-03 | 10,368 | $10.25 | 163,287 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2022-01-04 | 11,469 | $10.45 | 151,818 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units ("RSU") | Acquisiton | 2022-01-01 | 214,218 | $10.16 | 214,218 | $0.00 |
| Common Stock | RSU | Disposition | 2022-01-01 | 73,262 | $10.16 | 73,262 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 214,218 | No | 4 | A | Direct | ||
| 140,956 | No | 4 | M | Direct |
Footnotes
- Represents shares underlying RSUs previously reported which vested.
- Represents the closing price of the Company's common stock for the trading day preceding the date of vest, as reported by NASDAQ.
- Certain of the underlying shares may be restricted from transfer pursuant to the minimum stock ownership provisions adopted by the Company's Board of Directors.
- Represents that number of shares surrendered by the Holder in order to satisfy a tax withholding obligation, as permitted by the terms of a previously reported RSU Agreement by and between the Holder and the Issuer.
- Sale made pursuant to an exempt Selling Plan under Rule 10b5-1.
- Represents the average sale price for multiple sales made this day. Exact sales data to be provided to the staff of the Securities and Exchange Commission upon request.
- Issued under the Company's 2002 Stock Award and Incentive Plan and is subject to the terms of Agreement for Award of Restricted Stock Units between Issuer and Reporting Person. In accordance with such Agreement, securities so issued will have no voting rights and may not be sold, mortgaged, pledged, transferred or otherwise encumbered prior to vesting.
- RSUs will vest in 3 equal annual installments commencing on the first anniversary of the date of grant and on the second and third anniversaries thereafter. The Reporting Person must be employed by Issuer for an RSU to vest.
- Represents the closing price of the Company's common stock for the trading day preceding the date of grant, as reported by NASDAQ.
- Does not include additional RSUs previously granted and reported with different vesting terms.
- Vested according to the terms of the RSU described in a previous filing.
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