Filing Details
- Accession Number:
- 0001209191-11-029485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-18 18:22:23
- Reporting Period:
- 2011-05-16
- Filing Date:
- 2011-05-18
- Accepted Time:
- 2011-05-18 18:22:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1469433 | Ancestry.com Inc. | ACOM | Services-Computer Processing & Data Preparation (7374) | 261235962 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1346427 | P Timothy Sullivan | 360 West 4800 North Provo UT 84604 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.001 | Acquisiton | 2011-05-16 | 226,087 | $4.60 | 550,161 | No | 4 | M | Direct | |
| Common Stock, Par Value $.001 | Disposition | 2011-05-16 | 226,087 | $40.22 | 324,074 | No | 4 | S | Direct | |
| Common Stock, Par Value $.001 | Acquisiton | 2011-05-17 | 37,479 | $4.60 | 361,553 | No | 4 | M | Direct | |
| Common Stock, Par Value $.001 | Disposition | 2011-05-17 | 37,479 | $40.22 | 324,074 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Common Stock Option (right to buy) | Disposition | 2011-05-16 | 226,087 | $0.00 | 226,087 | $4.60 |
| Common Stock, $0.001 Par Value | Common Stock Option (right to buy) | Disposition | 2011-05-17 | 37,479 | $0.00 | 37,479 | $4.60 |
| Common Stock, $0.001 Par Value | Common Stock Option (right to buy) | Acquisiton | 2011-05-16 | 300,000 | $0.00 | 300,000 | $39.34 |
| Common Stock, $0.001 Par Value | Restricted Stock Units | Acquisiton | 2011-05-16 | 150,000 | $0.00 | 150,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,773,913 | 2015-11-15 | No | 4 | M | Direct | |
| 1,736,434 | 2015-11-15 | No | 4 | M | Direct | |
| 300,000 | 2021-05-16 | No | 4 | A | Direct | |
| 150,000 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Common Stock Option (right to buy) | $5.40 | 2018-03-27 | 372,000 | 372,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2018-03-27 | 372,000 | 372,000 | Direct |
Footnotes
- The price reported in Column 4 is a net price, after deducting the underwriting discount and commissions from the public sale price of $42.00 in the Ancestry.com Inc. underwritten secondary public offering on May 16, 2011.
- Option granted on November 15, 2005. This option, originally representing a right to purchase 2,000,000 shares, is fully vested and immediately exercisable.
- Option granted on March 27, 2008. This option, representing a right to purchase 372,000 shares, vests over four years with 1/4 of the total number of shares subject to the option having vested on January 1, 2009 and 1/48 of the total number of shares subject to the option vesting monthly thereafter.
- The reporting person was granted an option to purchase 300,000 shares of common stock under the Ancestry.com 2009 Stock Incentive Plan. 33% of the total number of shares subject to the option will vest on each of the third and fourth anniversaries of the date of grant and 34% of the total number of shares subject to the option will vest on the fifth anniversary of the date of grant.
- Each restricted stock unit represents a contingent right to receive one share of Ancestry.com Inc. common stock.
- The reporting person received 150,000 restricted stock units under the Ancestry.com 2009 Stock Incentive Plan. 33% of the restricted stock units granted will vest on each of the third and fourth anniversaries of the date of the grant and 34% of the restricted stock units granted will vest on the fifth anniversary of the date of the grant. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.
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