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Home > Insider Trading > Filing (0001771877-22-000001)

Filing Details

Accession Number:: 0001771877-22-000001
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-01-04 18:14:37
Reporting Period:: 2021-12-01

Accepted Time:: 2022-01-04 18:14:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1681717	First Trust Alternative Opportunities Fund	VFLEX	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1771877	A David Sternberg	225 W Wacker Drive Suite 2100 Chicago IL 60606		No	No	No	Yes

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class I Common Shares	Acquisiton	2021-12-01	16	$27.89	9,371	No	5	J	Indirect	HELD BY SPOUSE AND STEP-CHILDREN
Class I Common Shares	Acquisiton	2021-12-10	57	$27.48	9,428	No	5	J	Indirect	HELD BY SPOUSE AND STEP-CHILDREN
Class I Common Shares	Disposition	2021-12-31	1,935	$27.64	7,493	No	4	S	Indirect	HELD BY SPOUSE AND STEP-CHILDREN
Class A Common Shares	Acquisiton	2021-12-01	0	$27.91	37	No	5	J	Indirect	VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC)
Class A Common Shares	Acquisiton	2021-12-10	0	$27.58	38	No	5	J	Indirect	VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC)

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	J	Indirect	HELD BY SPOUSE AND STEP-CHILDREN
No	5	J	Indirect	HELD BY SPOUSE AND STEP-CHILDREN
No	4	S	Indirect	HELD BY SPOUSE AND STEP-CHILDREN
No	5	J	Indirect	VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC)
No	5	J	Indirect	VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC)

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class I Common Shares	4,497	Direct

Footnotes

DIVIDEND REINVESTMENT