Filing Details
- Accession Number:
- 0000891178-11-000022
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-18 18:18:06
- Reporting Period:
- 2011-05-16
- Filing Date:
- 2011-05-18
- Accepted Time:
- 2011-05-18 18:18:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
891178 | Epicor Software Corp | EPIC | Services-Prepackaged Software (7372) | 330277592 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1169915 | George L Klaus | 18200 Von Karman Avenue, Suite 1000 Irvine CA 92612 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-05-16 | 3,365,788 | $12.50 | 66,667 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-16 | 66,667 | $0.00 | 0 | No | 4 | D | Direct | |
Common Stock | Disposition | 2011-05-16 | 313,969 | $12.50 | 20,000 | No | 4 | U | Indirect | By spouse. |
Common Stock | Disposition | 2011-05-16 | 20,000 | $0.00 | 0 | No | 4 | D | Indirect | By spouse. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | D | Direct | |
No | 4 | U | Indirect | By spouse. |
No | 4 | D | Indirect | By spouse. |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | Disposition | 2011-05-16 | 272,000 | $0.00 | 272,000 | $1.15 |
Common Stock | Employee Stock Option | Disposition | 2011-05-16 | 100,000 | $0.00 | 100,000 | $8.12 |
Common Stock | Employee Stock Option | Disposition | 2011-05-16 | 35,000 | $0.00 | 35,000 | $15.21 |
Common Stock | Employee Stock Option | Disposition | 2011-05-16 | 7,812 | $0.00 | 7,812 | $12.74 |
Common Stock | Employee Stock Option | Disposition | 2011-05-16 | 5,000 | $0.00 | 5,000 | $10.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
100,000 | 2003-08-20 | 2011-08-20 | No | 4 | D | Direct |
0 | 2008-05-02 | 2018-05-02 | No | 4 | D | Direct |
12,812 | 2008-10-26 | 2014-10-26 | No | 4 | D | Indirect |
5,000 | 2008-01-02 | 2014-01-02 | No | 4 | D | Indirect |
0 | 2006-07-19 | 2014-07-19 | No | 4 | D | Indirect |
Footnotes
- Private sale to Element Merger Sub,. Inc. ("Element") for $12.50 per share pursuant to the terms of a Non-Tender and Support Agreement between the reporting person and Element and in connection with the merger agreement between issuer, Element and Eagle Parent, Inc.
- In an exempt disposition to the issuer under rule 16b-3(e), the issuer exercised its right of repurchase on the restricted shares indicated herein.
- This option, which was fully vested at the time of disposition, was cancelled in the merger in exchange for a cash payment representing the difference between the exercise price of the option and the $12.50 per share merger price.
- This option, which was fully vested at the time of disposition, was cancelled in the merger.