Filing Details
- Accession Number:
- 0001628280-22-000239
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-04 18:03:09
- Reporting Period:
- 2022-01-01
- Accepted Time:
- 2022-01-04 18:03:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1820953 | Affirm Holdings Inc. | AFRM | Personal Credit Institutions (6141) | 842224323 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1870331 | Katherine Adkins | C/O Affirm Holdings, Inc. 650 California Street San Francisco CA 94108 | Chief Legal Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2022-01-01 | 2,490 | $0.00 | 2,490 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2022-01-01 | 827 | $100.56 | 1,663 | No | 4 | F | Direct | |
Class A Common Stock | Acquisiton | 2022-01-03 | 2,215 | $62.52 | 3,878 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2022-01-03 | 2,215 | $102.00 | 1,663 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Disposition | 2022-01-01 | 165 | $0.00 | 165 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2022-01-01 | 2,325 | $0.00 | 2,325 | $0.00 |
Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2022-01-03 | 2,215 | $0.00 | 2,215 | $62.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
6,788 | No | 4 | M | Direct | ||
16,275 | 2027-10-26 | No | 4 | M | Direct | |
22,700 | 2031-06-01 | No | 4 | M | Direct |
Footnotes
- Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of the Issuer's Class A Common Stock.
- Represents the number of shares of the Issuer's Common Stock withheld to satisfy the Reporting Person's tax obligation in connection with the settlement of shares of Common Stock underlying the Reporting Person's restricted stock units that vested on January 1, 2022.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2021.
- The RSUs vest in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date. This grant has no expiration date.
- The RSUs vest in 24 equal monthly installments after August 1, 2022, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.
- The stock option vests in 48 equal monthly installments after June 1, 2021, subject to the Reporting Person's continuous service with the Issuer as of each vesting date.