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Filing Details

Accession Number:: 0001312322-22-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2022-01-04 16:39:05
Reporting Period:: 2021-12-31

Accepted Time:: 2022-01-04 16:39:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1423774	Zuora Inc	ZUO	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1312322	Jennifer Pileggi	C/O Zuora, Inc. 101 Redwood Shores Parkway Redwood City CA 94065	Svp, Gc And Corp. Secretary	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-12-31	750	$0.00	750	No	4	M	Direct
Class A Common Stock	Acquisiton	2021-12-31	6,250	$0.00	7,000	No	4	M	Direct
Class A Common Stock	Acquisiton	2021-12-31	11,250	$0.00	18,250	No	4	M	Direct
Class A Common Stock	Disposition	2022-01-03	9,364	$18.06	8,886	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Units (RSU)(Class A)	Disposition	2021-12-31	750	$0.00	750	$0.00
Class A Common Stock	Restricted Stock Units (RSU)(Class A)	Disposition	2021-12-31	6,250	$0.00	6,250	$0.00
Class A Common Stock	Restricted Stock Units (RSU)(Class A)	Disposition	2021-12-31	11,250	$0.00	11,250	$0.00

Remaning Holdings	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,750	No	4	M	Direct
56,250	No	4	M	Direct
146,250	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	50,000	Indirect	By The Bradley and Jennifer Pileggi Trust

Footnotes

Shares sold to satisfy the Reporting Person's tax liability in connection with the issuance of Class A Common Stock resulting from the vesting of restricted stock units ("RSUs") as reported in rows one, two and three of Table I.
Represents the weighted average sale price. The lowest price at which shares were sold was $18.0536 and the highest price at which shares were sold was $18.2137. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
The securities are held of record by The Bradley and Jennifer Pileggi Trust, of which the Reporting Person is a trustee.
Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting for no consideration.
The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2020 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
The RSU vests over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2021 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.