Filing Details
- Accession Number:
- 0001209191-22-000552
- Form Type:
- 5
- Zero Holdings:
- No
- Publication Time:
- 2022-01-04 14:15:34
- Reporting Period:
- 2021-12-31
- Accepted Time:
- 2022-01-04 14:15:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1587987 | Newtek Business Services Corp. | NEWT | () | 5 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1337003 | Adam Michael Schwartz | 4800 T-Rex Avenue Suite 120 Boca Raton FL 33431 | Chief Legal&Compliance Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-03-15 | 5,825 | $27.52 | 25,932 | No | 5 | F | Direct | |
| Common Stock | Acquisiton | 2021-03-31 | 231 | $26.70 | 25,932 | No | 5 | P | Direct | |
| Common Stock | Disposition | 2021-04-30 | 1,157 | $27.88 | 25,932 | No | 5 | F | Direct | |
| Common Stock | Acquisiton | 2021-06-30 | 205 | $34.92 | 25,932 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2021-09-30 | 338 | $27.73 | 25,932 | No | 5 | P | Direct | |
| Common Stock | Acquisiton | 2021-12-30 | 412 | $27.39 | 25,932 | No | 5 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | F | Direct | |
| No | 5 | P | Direct | |
| No | 5 | F | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct | |
| No | 5 | P | Direct |
Footnotes
- Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of restricted shares of the Issuer's common stock
- Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer
Billionaire Hedge Funds
