Filing Details

Accession Number:
0001104659-22-000570
Form Type:
4
Zero Holdings:
No
Publication Time:
2022-01-03 20:07:10
Reporting Period:
2021-12-31
Accepted Time:
2022-01-03 20:07:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1798562 Tmc The Metals Co Inc. TMC Metal Mining (1000) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1874431 Andrei Karkar C/O Tmc The Metals Company Inc.,
595 Howe Street, 10Th Floor
Vancouver A1 V6C 2T5
Yes No Yes No
1881973 Eras Capital Llc C/O Tmc The Metals Company Inc.,
595 Howe Street, 10Th Floor
Vancouver A1 V6C 2T5
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2021-12-31 1,000,000 $2.09 43,620,976 No 4 P Indirect Eras Capital LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Eras Capital LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 8,032 Direct
Footnotes
  1. The price reflects the average purchase price of the common shares purchased. These common shares were purchased in multiple transactions at prices ranging from $1.84 to $2.14 per common share. The Reporting Persons undertake to provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of common shares sold at each price.
  2. The securities are held directly by ERAS Capital LLC ("ERAS"). The Reporting Person is the managing member of ERAS and shares voting and dispositive power over and may be deemed to beneficially own such securities held by ERAS. The Reporting Person disclaims beneficial ownership over any securities owned by ERAS other than to the extent of any pecuniary interest he may have therein.