Filing Details
- Accession Number:
- 0001104659-22-000432
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2022-01-03 16:44:26
- Reporting Period:
- 2021-12-27
- Accepted Time:
- 2022-01-03 16:44:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1468929 | Nexgel Inc. | NXGL | Surgical & Medical Instruments & Apparatus (3841) | 264042544 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1853617 | Mark Steven Glassman | C/O Nexgel, Inc. 2150 Cabot Blvd, West, Suite B Langhorne PA 19047 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-27 | 5,000 | $5.49 | 109,592 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase Common Stock | Acquisiton | 2021-12-27 | 5,000 | $0.01 | 5,000 | $5.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2021-12-27 | 2026-12-26 | No | 4 | A | Direct |
Footnotes
- The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's underwritten public offering which closed on December 27, 2021.
Billionaire Hedge Funds
