Filing Details
- Accession Number:
- 0000009984-11-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-18 16:32:29
- Reporting Period:
- 2011-05-16
- Filing Date:
- 2011-05-18
- Accepted Time:
- 2011-05-18 16:32:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1307654 | Patrick Dempsey | Barnes Group Inc. 123 Main Street Bristol CT 06010 | Vp-Bgi; Pres., Lms | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-16 | 20,000 | $13.29 | 154,072 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-16 | 3,800 | $12.62 | 157,872 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-16 | 23,800 | $24.48 | 134,072 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-17 | 8,042 | $12.62 | 142,114 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-17 | 8,042 | $24.03 | 134,072 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option-Right to Buy | Disposition | 2011-05-16 | 20,000 | $0.00 | 20,000 | $13.29 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2011-05-16 | 3,800 | $0.00 | 3,800 | $12.62 |
| Common Stock | Stock Option-Right to Buy | Disposition | 2011-05-17 | 8,042 | $0.00 | 8,042 | $12.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-12-08 | No | 4 | M | Direct | |
| 20,200 | 2015-02-16 | No | 4 | M | Direct | |
| 12,158 | 2015-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,026 | Indirect | By Company's 401(k) Plan |
Footnotes
- Includes balances of 1998 Restricted Stock Units granted 2/14/07, 1016 granted 10/5/07, 10700 granted 2/10/09, 21800 granted 2/10/09, 11854 granted 2/8/10 and 5900 granted 2/9/11, and 5900 Performance Share Awards granted 2/9/11 that are subject to forfeiture if certain events occur.
- The option vested in three equal installments on June 8, 2005, 2007 and 2009.
- 1 for 1.
- The option vested in three equal installments on August 16, 2006, 2007 and 2008.
Billionaire Hedge Funds
