Filing Details
- Accession Number:
- 0001181431-11-030767
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-18 16:19:31
- Reporting Period:
- 2011-05-16
- Filing Date:
- 2011-05-18
- Accepted Time:
- 2011-05-18 16:19:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 70866 | Ncr Corp | NCR | Calculating & Accounting Machines (No Electronic Computers) (3578) | 310387920 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1455181 | Peter Leav | 7 World Trade Center 250 Greenwich Street New York NY 10007 | Svp, Global Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-16 | 53,014 | $12.55 | 147,189 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-16 | 4,189 | $12.81 | 151,378 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-16 | 53,014 | $19.41 | 98,364 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2011-05-16 | 4,189 | $19.40 | 94,175 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-16 | 53,014 | $0.00 | 53,014 | $12.55 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-05-16 | 4,189 | $0.00 | 4,189 | $12.81 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 159,043 | 2011-02-01 | 2019-02-01 | No | 4 | M | Direct |
| 29,320 | 2011-02-23 | 2020-02-23 | No | 4 | M | Direct |
Footnotes
- The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2011.
- Represents the sale of 53,014 shares in 87 transactions at prices ranging from $19.23 to $19.59 per share, resulting in a weighted average sale price of $19.41 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Represents the sale of 4,189 shares in 28 transactions at prices ranging from $19.25 to $19.58 per share, resulting in a weighted average sale price of $19.40 per share. The reporting person undertakes to provide NCR Corporation ("NCR"), any security holder of NCR, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The grant vests in four equal annual installments commencing February 1, 2010. The first two installments vested on February 1, 2010 and the date shown above, respectively.
- The grant vests in four equal annual installments commencing February 23, 2011. The first installment vested on the date shown above.
Billionaire Hedge Funds
