Filing Details

Accession Number:
0001702744-21-000147
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-30 16:48:29
Reporting Period:
2021-12-28
Accepted Time:
2021-12-30 16:48:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1702744 Simply Good Foods Co SMPL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1203096 Joseph Scalzo 1225 17Th Street, Suite 1000
Denver CO 80202
Ceo And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-28 77,823 $12.00 123,378 No 4 M Direct
Common Stock Disposition 2021-12-28 77,823 $41.69 45,555 No 4 S Direct
Common Stock Acquisiton 2021-12-29 22,177 $12.00 67,732 No 4 M Direct
Common Stock Disposition 2021-12-29 22,177 $41.76 45,555 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Disposition 2021-12-28 77,823 $12.00 77,823 $12.00
Common Stock Options to Purchase Common Stock Disposition 2021-12-29 22,177 $12.00 22,177 $12.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,122,177 2027-07-14 No 4 M Direct
1,100,000 2027-07-14 No 4 M Direct
Footnotes
  1. The shares reported were acquired by the Reporting Person from exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on 8/16/2021.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.50 to $42.02, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.50 to $42.03, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  4. The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested.