Home > Insider Trading > Filing (0001567619-21-022654)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1512499	Lindblad Expeditions Holdings Inc.	LIND	Transportation Services (4700)	274749725

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1683568	Craig Felenstein	96 Morton Street 9Th Floor New York NY 10014	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-12-28	5,430	$17.50	173,842	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (Right to Buy)	$9.47			188,000	188,000	Direct
Common Stock	Restricted Stock Units	$0.00			4,502	4,503	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	188,000	188,000	Direct
	4,502	4,503	Direct

Footnotes

The price reported in Column 4 is a weighted average price. The prices actually received ranged from $17.50 to $17.51. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing a weighted average price.
The options vest annually pro rata over a four-year period.
Upon vesting, each restricted stock unit represents the right to receive one share of common stock or an equivalent amount of cash.
The restricted stock units vest in three annual installments beginning March 29, 2020, subject to the Reporting Person's continued employment or service with the Company or its subsidiaries on the applicable vesting date.