Filing Details

Accession Number:
0001209191-21-071556
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-29 20:31:57
Reporting Period:
2021-12-27
Accepted Time:
2021-12-29 20:31:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1708176 Hall Of Fame Resort & Entertainment Co HOFV Services-Miscellaneous Amusement & Recreation (7990) 843235695
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1812307 Jason Krom 2626 Fulton Drive Nw
Canton OH 44718
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-12-27 16,716 $1.64 419,331 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This sale was made by the reporting person to cover tax liabilities pursuant to Hall of Fame Resort & Entertainment Company's (the "Company") mandatory sell-to-cover policy in connection with the vesting and settlement of restricted stock units ("RSUs") and does not represent a discretionary transaction by the reporting person.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.605 to $1.6627, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Includes: (i) 92,903 unvested RSUs that were granted on September 22, 2020 and would vest on July 1, 2022; and (ii) 175,789 unvested RSUs that were granted on January 22, 2021 and would vest in one-third equal increments annually beginning on January 22, 2022; in each case, provided that the reporting person is employed continuously by the Company through such dates. As previously disclosed by the Company, on December 14, 2021, the reporting person notified the Company of his resignation from the office of chief financial officer of the Company to pursue other interests effective January 3, 2022.