Filing Details
- Accession Number:
- 0001209191-21-071554
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-29 20:24:38
- Reporting Period:
- 2021-12-27
- Accepted Time:
- 2021-12-29 20:24:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1708176 | Hall Of Fame Resort & Entertainment Co | HOFV | Services-Miscellaneous Amusement & Recreation (7990) | 843235695 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1823679 | Tara Charnes | 2626 Fulton Drive Nw Canton OH 44718 | General Counsel And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-12-27 | 5,015 | $1.64 | 246,543 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | $1.40 | 2020-11-18 | 2025-11-18 | 12,214 | 12,214 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-11-18 | 12,214 | 12,214 | Direct |
Footnotes
- This sale was made by the reporting person to cover tax liabilities pursuant to Hall of Fame Resort & Entertainment Company's (the "Company") mandatory sell-to-cover policy in connection with the vesting and settlement of restricted stock units ("RSUs") and does not represent a discretionary transaction by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.605 to $1.6627, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Includes: (i) 92,379 unvested RSUs that were granted on September 16, 2020 and vest in two equal installments on August 31, 2022 and August 31, 2023; and (ii) 105,263 unvested RSUs that were granted on January 22, 2021 and vest in three equal annual installments beginning on January 22, 2022.
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