Filing Details
- Accession Number:
- 0001562180-21-007900
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-12-29 17:19:29
- Reporting Period:
- 2021-12-06
- Accepted Time:
- 2021-12-29 17:19:29
- Original Submission Date:
- 2021-12-07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1636422 | Health Catalyst Inc. | HCAT | Services-Computer Programming, Data Processing, Etc. (7370) | 453337483 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1780978 | Paul Horstmeier | C/O Health Catalyst, Inc. 10897 South River Front Parkway, #300 South Jordan UT 84095 | Chief Operating Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-12-06 | 6,063 | $15.84 | 105,243 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-12-06 | 600 | $37.97 | 104,643 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-12-06 | 2,674 | $38.76 | 101,969 | No | 4 | S | Direct | |
Common Stock | Disposition | 2021-12-06 | 2,789 | $39.89 | 99,180 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2021-12-06 | 6,063 | $0.00 | 6,063 | $15.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
52,028 | 2029-02-05 | No | 4 | M | Direct |
Footnotes
- Due to a technical and administrative error, the original Form 4, filed on December 7, 2021, incorrectly reflected a sale of shares of Common Stock by the Reporting Person attributed to a vesting of Restricted Stock Units. We were recently made aware that the Reporting Person exercised options and sold shares from that option exercise. The exercise of those options and sale of shares is correctly reflected herein and the correct ownership tabulations are also included herein.
- The sale reported on this Form 4 was made pursuant to a written trading plan adopted by the Reporting Person on December 15, 2020, in accordance with Rule 10b5-1.
- Represents the weighted average sale price of the shares sold ranging from $37.47 to $38.43 per share, inclusive.
- Represents the weighted average sale price of the shares sold ranging from $38.47 to $39.24 per share, inclusive.
- Represents the weighted average sale price of the shares sold ranging from $39.66 to $40.22 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in Footnotes (3) through (5).
- 25% of the 186,467 shares underlying the option vested in an annual installment and the remaining balance vested or will vest in equal monthly installments until the option vests in full on February 5, 2023.