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Home > Insider Trading > Filing (0001415889-21-006279)

Filing Details

Accession Number:: 0001415889-21-006279
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-12-29 17:00:18
Reporting Period:: 2021-12-27

Accepted Time:: 2021-12-29 17:00:18
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1219120	Advent Convertible & Income Fund	AVK	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1251345	V Tracy Maitland	888 7Th Avenue 31St Floor New York NY 10019	Chairman, President & Ceo	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-12-27	50,000	$17.89	144,298	No	4	S	Indirect	By Advent Capital Management, LLC. See Footnotes.
Common Stock	Disposition	2021-12-28	25,000	$17.70	119,298	No	4	S	Indirect	By Advent Capital Management, LLC. See Footnotes.
Common Stock	Disposition	2021-12-29	19,000	$17.77	100,298	No	4	S	Indirect	By Advent Capital Management, LLC. See Footnotes.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Advent Capital Management, LLC. See Footnotes.
No	4	S	Indirect	By Advent Capital Management, LLC. See Footnotes.
No	4	S	Indirect	By Advent Capital Management, LLC. See Footnotes.

Footnotes

Common Shares acquired by Advent Capital Management, LLC ("Advent"), the Fund's investment manager. Mr. Maitland may be deemed to indirectly beneficially own Common Shares owned by Advent, by virtue of his control of Advent.
Totals include 41,250 shares which are directly held by Mr. Maitland.