Filing Details
- Accession Number:
- 0001062993-21-013614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-29 16:07:59
- Reporting Period:
- 2021-12-27
- Accepted Time:
- 2021-12-29 16:07:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1645590 | Hewlett Packard Enterprise Co | HPE | Wholesale-Computers & Peripheral Equipment & Software (5045) | 473298624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1648401 | F Antonio Neri | C/O Hewlett Packard Enterprise Company 11445 Compaq Center West Drive Houston TX 77070 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-27 | 9,088 | $12.36 | 841,606 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-27 | 9,088 | $15.96 | 832,518 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-12-28 | 315,004 | $12.36 | 1,147,522 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-28 | 315,004 | $15.98 | 832,518 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-12-27 | 9,088 | $0.00 | 9,088 | $12.36 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-12-28 | 315,004 | $0.00 | 315,004 | $12.36 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 315,004 | 2015-12-10 | 2022-12-10 | No | 4 | M | Direct |
| 0 | 2015-12-10 | 2022-12-10 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/15/21.
- The price in Column 4 is a weighted average price of $15.955093. The prices actually paid ranged from $15.95 to $15.97. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- The price in Column 4 is a weighted average price of $15.975174. The prices actually paid ranged from $15.95 to $16.0450. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- As reported in the Registration Statements on Form 10 filed by Issuer with the SEC, in connection with the spin-offs of Everett SpinCo, Inc. on 04/01/17 and Seattle SpinCo, Inc. on 09/01/17, equity-based awards granted by Issuer, prior to the spin-offs were converted to adjust the award in a manner intended to preserve the aggregate intrinsic value of the original award as measured immediately before and immediately after the spin-offs, subject to rounding. The adjusted equity award is otherwise subject to the same terms and conditions that applied to the original award immediately prior to the spin-offs, unless otherwise noted. The reporting person's equity-based awards reflect the conversion adjustments.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
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