Filing Details
- Accession Number:
- 0001445546-21-006447
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-29 15:35:26
- Reporting Period:
- 2021-12-28
- Accepted Time:
- 2021-12-29 15:35:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1392994 | First Trust Specialty Finance & Financial Opportunities Fund | FGB | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1241134 | R Thomas Kadlec | C/O First Trust Advisors Lp 120 East Liberty Drive, Suite 400 Wheaton IL 60187 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2021-12-28 | 2,432 | $4.07 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Billionaire Hedge Funds
