Filing Details
- Accession Number:
- 0001127602-21-031974
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-29 09:48:19
- Reporting Period:
- 2021-12-28
- Accepted Time:
- 2021-12-29 09:48:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137774 | Prudential Financial Inc | PRU | Life Insurance (6311) | 223703799 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1512629 | F Charles Lowrey | 751 Broad Street, 4Th Floor Attn. Corporate Compliance Newark NJ 07102 | Chief Executive Officer | Yes | Yes | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-12-28 | 45,478 | $78.08 | 141,234 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-28 | 42,764 | $110.00 | 98,470 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-12-28 | 38,962 | $84.53 | 137,432 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-12-28 | 37,130 | $110.00 | 100,302 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-12-28 | 14,000 | $110.00 | 86,302 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2015 Employee Stock Option (Right to Buy) | Disposition | 2021-12-28 | 45,478 | $0.00 | 45,478 | $78.08 |
| Common Stock | 2014 Employee Stock Option (Right to Buy) | Disposition | 2021-12-28 | 38,962 | $0.00 | 38,962 | $84.53 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2025-02-10 | No | 4 | M | Direct | |
| 0 | 2024-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 253 | Indirect | By 401(k) |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2021.
- Following the transactions reported on this Form 4, Mr. Lowrey continues to hold 86,302 shares directly and 253 shares indirectly in a 401(k) account. Mr. Lowrey also holds an additional 154,347 vested stock options, 90,063 unvested stock options, 34,693 restricted stock units, and 209,366 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- The options vest in three equal annual installments beginning on February 10, 2016.
- The options vest in three equal annual installments beginning on February 11, 2015
Billionaire Hedge Funds
