Home > Insider Trading > Filing (0000899243-21-049681)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1720671	Hashicorp Inc.	HCP	Services-Computer Programming Services (7371)	320410665

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1894706	Navam Welihinda	C/O Hashicorp, Inc. 101 Second Street, Suite 700 San Francisco CA 94105	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-12-21	4,020	$0.00	4,020	No	4	C	Direct
Common Stock	Disposition	2021-12-21	4,020	$85.03	0	No	4	S	Direct
Common Stock	Acquisiton	2021-12-22	2,228	$0.00	2,228	No	4	C	Direct
Common Stock	Disposition	2021-12-22	1,800	$85.42	428	No	4	S	Direct
Common Stock	Disposition	2021-12-22	428	$86.13	0	No	4	S	Direct
Common Stock	Acquisiton	2021-12-23	12,493	$0.00	12,493	No	4	C	Direct
Common Stock	Disposition	2021-12-23	6,247	$87.50	6,246	No	4	S	Direct
Common Stock	Disposition	2021-12-23	6,246	$90.00	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Employee Stock Option (right to buy)	Disposition	2021-12-21	4,020	$0.00	4,020	$5.32
Class A Common Stock	Class B Common Stock	Acquisiton	2021-12-21	4,020	$0.00	4,020	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-12-21	4,020	$0.00	4,020	$0.00
Class B Common Stock	Employee Stock Option (right to buy)	Disposition	2021-12-22	2,228	$0.00	2,228	$5.32
Class A Common Stock	Class B Common Stock	Acquisiton	2021-12-22	2,228	$0.00	2,228	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-12-22	2,228	$0.00	2,228	$0.00
Class B Common Stock	Employee Stock Option (right to buy)	Disposition	2021-12-23	12,493	$0.00	12,493	$5.32
Class A Common Stock	Class B Common Stock	Acquisiton	2021-12-23	12,493	$0.00	12,493	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-12-23	12,493	$0.00	12,493	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
149,732	2029-04-22	No	4	M	Direct
184,048		No	4	M	Direct
180,028		No	4	C	Direct
147,504	2029-04-22	No	4	M	Direct
182,256		No	4	M	Direct
180,028		No	4	C	Direct
135,011	2029-04-22	No	4	M	Direct
192,521		No	4	M	Direct
180,028		No	4	C	Direct

Footnotes

Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (3) and (4) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.04 to $85.90, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.05 to $86.29, inclusive.
The shares underlying the option vested as to 25% of the total shares on February 27, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.