Filing Details

Accession Number:
0001077183-21-000260
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-23 17:25:27
Reporting Period:
2021-12-21
Accepted Time:
2021-12-23 17:25:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077183 Neogenomics Inc NEO Services-Testing Laboratories (8734) 742897368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1720001 B Kathryn Mckenzie 9490 Neogenomics Way
Fort Myers FL 33912
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-12-21 1,846 $35.00 11,689 No 4 S Direct
Common Stock Acquisiton 2021-12-22 5,000 $9.07 16,689 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-12-22 5,000 $0.00 5,000 $9.07
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,000 2022-10-18 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $8.03 2023-02-26 40,000 40,000 Direct
Common Stock Stock Option (Right to Buy) $19.60 2024-03-01 13,894 13,894 Direct
Common Stock Stock Option (Right to Buy) $28.33 2027-03-02 37,514 37,514 Direct
Common Stock Stock Option (Right to Buy) $53.17 2028-03-02 35,171 35,171 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-26 40,000 40,000 Direct
2024-03-01 13,894 13,894 Direct
2027-03-02 37,514 37,514 Direct
2028-03-02 35,171 35,171 Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
  2. On October 17, 2017, Ms. McKenzie was granted 25,000 stock options. These options vested ratably over the first three anniversary dates of the grant date
  3. On February 26, 2018, Ms. McKenzie was granted 48,000 stock options. These options vested ratably over the first three anniversary dates of the grant date.
  4. On March 1, 2019, Ms. McKenzie was granted 13,894 stock options. These options vest ratably over the first four anniversary dates of the grant date.
  5. On March 2, 2020, Ms. McKenzie was granted 37,514 stock options. These options vest ratably over the first four anniversary dates of the grant date.
  6. On March 2, 2021, Ms. McKenzie was granted 35,171 stock options. These options vest ratably over the first four anniversary dates of the grant date.