Filing Details
- Accession Number:
- 0000933430-21-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-23 16:28:25
- Reporting Period:
- 2021-12-21
- Accepted Time:
- 2021-12-23 16:28:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
883107 | Nanophase Technologies Corp | NANX | Miscellaneous Primary Metal Products (3390) | 363687863 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
933430 | T Bradford Whitmore | 1603 Orrington Ave., Ste 900 Evanston IL 60201 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-12-21 | 7,731,573 | $4.19 | 21,893,717 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-12-21 | 7,731,573 | $4.19 | 7,731,573 | No | 4 | P | Indirect | By Strandler, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | P | Indirect | By Strandler, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 601,410 | Indirect | By Grace Investments, LP |
Common Stock | 51,454 | Indirect | By daughter |
Footnotes
- As sole manager and sole voting member of Strandler, LLC, Bradford T. Whitmore is an indirect beneficial owner of 7,731,573 shares of Common Stock.
- As manager of INV-GP, LLC, Grace Investments, LP's General Partner, Bradford T. Whitmore is an indirect beneficial owner of 601,410 shares of Common Stock.