Filing Details
- Accession Number:
- 0001102624-10-000411
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-09-03 12:26:05
- Reporting Period:
- 2010-09-01
- Filing Date:
- 2010-09-03
- Accepted Time:
- 2010-09-03 12:26:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1287032 | Prospect Capital Corp | PSEC | () | 432048643 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219862 | H Brian Oswald | 10 E. 40Th Street, 44Th Floor New York, Ny 10016 | Cfo,Cco,Treasurer,Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-09-01 | 5,875 | $9.25 | 13,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |