Filing Details

Accession Number:
0001104659-21-152657
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-22 16:34:24
Reporting Period:
2021-12-22
Accepted Time:
2021-12-22 16:34:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1509470 Suro Capital Corp. SSSS () 274443543
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1742297 Allison Green C/O Suro Capital Corp.
640 Fifth Avenue, 12Th Floor
New York NY 10019
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-12-22 5,860 $12.76 65,257 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $12.70 to $12.78 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company") or a security holder of the Company full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. This total includes (i) 28,523 restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on February 10, 2022, 1/3 vests on February 10, 2023 and 1/3 vests on February 10, 2024, and (ii) 11,097 shares of the Company's common stock acquired in connection with dividends on such restricted shares, which are restricted and subject to the same vesting schedule as such restricted shares.