Filing Details

Accession Number:
0001104659-21-152624
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-22 16:13:43
Reporting Period:
2021-12-21
Accepted Time:
2021-12-22 16:13:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1698530 Exicure Inc. XCUR () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
902012 Iii H William Gates 2365 Carillon Point
Kirkland WA 98033
No No Yes No
1580115 Gates Frontier, Llc 2365 Carillon Point
Kirkland WA 98033
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-12-21 1,268,619 $0.24 5,064,703 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $0.2300 to $0.2492. The price set forth above reflects the weighted-average price per share. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.