Filing Details

Accession Number:
0001493152-21-032220
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-21 20:39:03
Reporting Period:
2021-12-17
Accepted Time:
2021-12-21 20:39:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1815974 Anebulo Pharmaceuticals Inc. ANEB () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1640809 22Nw Fund, Lp 1455 Nw Leary Way, Suite 400
Seattle WA 98107
No No No Yes
1770436 R. Aron English C/O Anebulo Pharmaceuticals, Inc.
1415 Ranch Road 620 South, Suite 201
Lakeway TX 78734
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2021-12-17 400 $6.59 3,362,713 No 4 P Indirect 22NW Fund, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect 22NW Fund, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 4,654,528 Indirect Pharma Investors, LLC
Footnotes
  1. This Form 4 is filed jointly by Aron R. English and 22NW Fund, LP (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities of the Issuer owned directly by other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
  2. This transaction was executed in multiple trades at prices ranging from $6.35 to $6.67. The price above reflects the weighted average sale price.
  3. Securities owned directly by 22NW Fund, LP. Mr. English, as the Manager of 22NW Fund GP, LLC, which is the General Partner of 22NW Fund, LP, may be deemed to beneficially own the securities owned directly by 22NW Fund, LP.
  4. Securities owned directly by Pharma Investors, LLC. Mr. English, as the owner of Pharma Investors, LLC, may be deemed to beneficially own the securities owned directly by Pharma Investors, LLC.