Filing Details

Accession Number:
0001179110-21-011178
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-12-21 17:30:37
Reporting Period:
2021-12-17
Accepted Time:
2021-12-21 17:30:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1819974 Skywater Technology Inc SKYT Semiconductors & Related Devices (3674) 371839853
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1857392 Cmi Oxbow Partners, Llc 4450 Excelsior Boulevard
Suite 440
Minneapolis MN 55416
Yes No Yes No
1857514 Oxbow Industries, Llc 4450 Excelsior Boulevard
Suite 440
Minneapolis MN 55416
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-12-17 101,628 $15.03 27,559,404 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. Reflects the weighted average price of 101,628 shares of common stock of the issuer sold by the reporting person in multiple transactions on December 17, 2021 with sale prices ranging from $15.00 to $15.50 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. In addition to CMI Oxbow Partners, LLC ("CMI"), this Form 4 is being filed jointly with Oxbow Industries, LLC ("Oxbow" and, together with CMI, the "Reporting Person"), which has the same address as CMI and may be deemed to have a pecuniary interest in the securities reported on this Form 4 (the "Reported Securities"). Loren A. Unterseher, Managing Partner of Oxbow and President of CMI, may also be deemed to have a pecuniary interest in the Reported Securities and has elected to submit filings pursuant to Section 16(a) on an individual basis.
  3. Oxbow, as the majority member of CMI, may be deemed to be the beneficial owner of the Reported Securities for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934. Oxbow disclaims beneficial ownership of the Reported Securities, except to the extent of any pecuniary interest therein.
  4. Mr. Unterseher was initially elected to the board of directors of the Issuer as a representative of the Reporting Persons. As a result, each of the other Reporting Persons may be directors by deputization for purposes of Section 16 of the Securities Exchange Act of 1934.