Filing Details
- Accession Number:
- 0001209191-21-070780
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-12-21 16:31:14
- Reporting Period:
- 2021-12-20
- Accepted Time:
- 2021-12-21 16:31:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1643269 | Sumo Logic Inc. | SUMO | Services-Prepackaged Software (7372) | 272234444 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1822614 | Ramin Sayar | 305 Main Street Redwood City CA 94063 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-12-20 | 3,800 | $13.97 | 621,480 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2021-12-20 | 96,500 | $1.15 | 99,162 | No | 4 | M | Indirect | See footnote |
Common Stock | Disposition | 2021-12-20 | 96,500 | $13.97 | 2,662 | No | 4 | S | Indirect | See footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Indirect | See footnote |
No | 4 | S | Indirect | See footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2021-12-20 | 96,500 | $0.00 | 96,500 | $1.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,231,798 | 2024-12-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,428 | Indirect | See footnote |
Common Stock | 7,428 | Indirect | See footnote |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 8, 2021.
- This sale price represents the weighted average sale price of the shares sold ranging from $13.43 to $14.32 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Certain of these shares are represented by previously reported RSUs. Each RSU represents the Reporting Person's right to receive one share of Common Stock of the Issuer subject to the applicable vesting schedule and the Reporting Person continuing to be a Service Provider through each such date.
- These shares are held of record by The Sayar Family Trust, for which the Reporting Person serves as co-trustee.
- Shares are held in trusts for the benefit of each of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- The shares underlying this option are fully vested and immediately exercisable.